Privacy Policy

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Last updated: September 13, 2026

1. Scope and Accountability

This Privacy Policy explains how Aquawealth Financial Inc. (“Aquawealth,” “we,” “us” or “our”) collects, uses, discloses, retains and protects personal information obtained through https://www.aquawealth.ca.

Aquawealth Financial is an approved trade name used by Yun Ting Li (Eric Li), a Dealing Representative of AssetPlus Capital Inc. Mutual fund products and services are offered through AssetPlus Capital Inc.

Aquawealth is responsible for personal information under its control and has designated a Privacy Officer to oversee its privacy practices.

This Privacy Policy applies to information collected through this website. Personal information subsequently provided to AssetPlus Capital Inc. in connection with mutual fund products, accounts or services may also be subject to AssetPlus Capital Inc.’s privacy policies and regulatory obligations.

2. Personal Information We Collect

We may collect personal information that you voluntarily provide when you:

• Submit a website contact form;
• Request or schedule a meeting;
• Communicate with us by email, telephone or another method; or
• Request information about our services.

The personal information we may collect includes, but is not limited to:

• Name;
• Email address;
• Telephone number;
• Preferred method of contact;
• Meeting or scheduling information; 
• General information about your financial circumstances, investment objectives, planning needs or concerns; and
• Information included in your inquiry or communication.

Please do not submit account numbers, social insurance numbers, passwords, copies of identification documents or other sensitive personal information through an unsecured website form or ordinary email.

When you visit this website, certain technical information may be collected automatically through cookies, analytics tools and server logs. This may include your Internet Protocol address, browser and device information, approximate location, pages visited, referring website, and the date and time of your visit.

3. How We Use Personal Information

We may use personal information to:

• Respond to inquiries;
• Schedule and conduct requested meetings;
• Provide information requested by you;
• Communicate with you about requested services;
• Operate, maintain and secure the website;
• Understand website traffic and improve website performance;
• Detect or prevent fraud, misuse and security incidents;
• Maintain appropriate business and regulatory records; and
• Comply with applicable legal and regulatory requirements.

We will not use personal information for a materially different purpose without obtaining additional consent unless the use is otherwise permitted or required by law.

4. Consent

By voluntarily providing personal information, you consent to its collection, use and disclosure for the purposes identified in this Privacy Policy or communicated to you at the time of collection.

You may withdraw your consent by contacting our Privacy Officer, subject to reasonable notice and any legal, contractual or regulatory restrictions. Withdrawing consent may limit our ability to respond to your inquiry or provide a requested service.

We will send promotional electronic communications only with the consent required by applicable law. You may unsubscribe using the instructions included in those communications.

5. Cookies and Analytics

This website may use cookies and similar technologies to:

• Enable website functionality;
• Maintain website security;
• Remember visitor preferences;
• Measure website traffic; and
• Understand how visitors use the website.

Our website-hosting and technology providers, including GoDaddy, may collect technical information when providing hosting, security and analytics services.

You can control or disable cookies through your browser settings. Disabling certain cookies may affect website functionality. Where a cookie-preference tool is provided, you may use it to manage non-essential cookies.

6. Disclosure of Personal Information

We do not sell or rent personal information.

We may disclose personal information where reasonably necessary to:

• Website-hosting, email, scheduling, analytics, security and technology service providers;
• AssetPlus Capital Inc., where your inquiry concerns mutual fund products or services;
• Professional advisers, auditors or consultants who are subject to appropriate confidentiality obligations; or
• Government, regulatory, self-regulatory or law-enforcement authorities where disclosure is permitted or required by law.

Service providers may access personal information only to the extent reasonably necessary to provide their services or as otherwise permitted by law.

7. Third-Party Services and Links

This website may contain links to external websites or embedded content such as videos, maps or scheduling tools.

Third parties may collect information or use cookies when you interact with their content or services. Their collection and handling of personal information are governed by their own privacy policies. Aquawealth is not responsible for the privacy practices or content of third-party websites.

8. Processing Outside Canada

Some service providers may store or process personal information outside British Columbia or Canada. Personal information processed in another jurisdiction may be accessible to courts, law-enforcement agencies or governmental authorities under the laws of that jurisdiction.

We use reasonable measures appropriate to the sensitivity of the information when engaging service providers to process personal information on our behalf.

9. Retention

We retain personal information only for as long as reasonably necessary to fulfil the purposes for which it was collected and to satisfy applicable legal, contractual, regulatory and recordkeeping requirements.

Retention periods may vary depending on the nature of the information and whether a client relationship is established. When personal information is no longer required, it will be securely deleted, destroyed or anonymized, subject to applicable requirements.

10. Safeguards

We use reasonable administrative, technical and physical safeguards appropriate to the sensitivity of the personal information under our control.

However, no website, email system or internet transmission can be guaranteed to be completely secure. Sensitive personal information should be transmitted only through an approved secure method.

11. Access and Correction

Subject to applicable law, you may request:

• Access to personal information we hold about you;
• Information about how your personal information has been used or disclosed;
• Correction of inaccurate or incomplete information; or
• Deletion of information that we are not legally, contractually or regulatorily required to retain.

We may need to verify your identity before processing a request. Legal or regulatory exceptions may limit the information we can provide, correct or delete.

12. Privacy Questions and Complaints

Questions, requests or complaints regarding this Privacy Policy or our handling of personal information should be directed to:

Privacy Officer

Aquawealth Financial Inc.

Email: eric.li@aquawealth.ca

Mailing address: Unit 415, 6388 No.3 Road, Richmond B.C., V6Y 0L4

We will investigate privacy complaints and respond within a reasonable period.

If you are not satisfied with our response, you may contact the Office of the Information and Privacy Commissioner for British Columbia or, where applicable, the Office of the Privacy Commissioner of Canada.

13. Changes to This Privacy Policy

We may update this Privacy Policy periodically to reflect changes in our practices, services or legal obligations.

The current version will be posted on this page with a revised “Last updated” date.

14. Regulatory Disclosures

For information concerning our regulatory status, business relationships and website disclosures, please review our Compliance & Disclosure page.