Compliance & Disclosure

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 AquaWealth Financial Inc. is an approved trade name used by Eric Li [Yun Ting Li], a Dealing Representative of AssetPlus Capital Inc. Eric Li’s registration as a Dealing Representative is sponsored by AssetPlus Capital Inc., and all mutual fund business is conducted through AssetPlus Capital Inc.

AssetPlus Capital Inc. is a Member of the Canadian Investment Regulatory Organization (CIRO) and the Canadian Investor Protection Fund (CIPF).

This page provides important legal and compliance-related disclosures applicable to this website and is intended for informational purposes only.

Aquawealth Financial Inc. is licensed as a life insurance agency. Insurance products and services are provided separately through Managing General Agency (MGA) Way Financial Inc., Associate General Agency (AGA) Grandtag Financial Inc. (operating name: GT Wealth), and Aquawealth Financial Inc. Insurance activities are conducted separately from AssetPlus Capital Inc. and are not the business or responsibility of AssetPlus Capital Inc. 

Informational Use Only

The content on this website (including pages, articles, downloads, videos, and any other materials) is for informational and educational purposes only and does not constitute individualized investment, tax, legal, or accounting advice.

No Client Relationship Created

Viewing this website, submitting a form, scheduling an introductory conversation or otherwise contacting Aquawealth Financial does not, by itself, establish a client, advisory, dealer or insurance relationship. Any engagement is subject to applicable agreements, disclosures, identity verification, suitability or needs-based assessments, and other regulatory requirements. 

No Offer or Solicitation

Nothing on this website constitutes personalized investment or insurance advice or a recommendation to purchase, sell or hold any mutual fund, security, insurance policy or investment strategy. Any recommendation will be made only after the required KYC, investment suitability or any other needed assessment has been completed. Products and services are available only in jurisdictions where the applicable individuals and entities are properly registered or licensed. 

Investment Risk Disclosure

All investing involves risk, including the possible loss of principal. Past performance is not indicative of future results. No strategy can guarantee profit or protect against loss in all market conditions.

Third-Party Links

This website may contain links to third-party websites. I do not control or endorse third-party content, and I am not responsible for the accuracy, security, or privacy practices of external sites.

Communications & Privacy Reminder

If you contact me through a website form or email, please do not include sensitive personal information (such as account numbers, Social Insurance numbers, or login credentials). Communication through this website may not be secure.

General Description of Services

Any descriptions of planning, investment, insurance, or other services are general in nature and may not be applicable to your situation. Outcomes vary based on individual circumstances, markets, and many other factors.

Introductory Conversation

An introductory conversation is intended to develop a high-level understanding of your circumstances, objectives and areas of concern. There is no obligation to proceed. The conversation does not constitute personalized investment, insurance, tax, legal or accounting advice, and no recommendation will be made unless the applicable information-gathering and regulatory requirements have been completed. 

Privacy Policy

For information about how we collect, use, disclose and protect personal information, please review our Privacy Policy.